Compliance Analyst, Compliance
Amazon
Date: 2 weeks ago
City: Bengaluru, Karnataka
Contract type: Full time
Description
We are seeking a Compliance Analyst to join our Compliance team. In this role, you will support the Compliance function in ensuring adherence to applicable RBI regulations, internal policies, governance frameworks, and regulatory obligations. You will serve as a coordinator within the Compliance Department, driving compliance reviews, regulatory monitoring, stakeholder coordination, and maintenance of compliance records.
Key job responsibilities
Monitor RBI circulars, notifications, master directions, and regulatory developments; assist in regulatory impact assessment and implementation tracking.
Assist in conducting periodic compliance reviews and thematic assessments per the approved Compliance Monitoring Plan; perform testing of regulatory controls and identify compliance gaps.
Support preparation of regulatory submissions, internal compliance reports, Board/Committee updates, and ensure compliance records are audit ready.
Coordinate with business and support functions for compliance confirmations, follow up on closure of compliance actions, and act as the Compliance SPOC for assigned business functions.
Coordinate annual outsourcing reviews, track vendor compliance submissions, and escalate gaps or non-compliances to senior Compliance management.
Support RBI inspections, internal/statutory audits, and special reviews; coordinate responses to audit observations and track closure of findings.
A day in the life
You'll start your day by reviewing the latest RBI circulars and regulatory updates, assessing their impact on Amazon's operations. You'll coordinate with cross-functional teams — business, operations, risk, technology, and finance — to facilitate implementation of regulatory requirements and ensure timely closure of compliance actions.
You'll conduct compliance testing, prepare management reports, and maintain governance documentation. No two days are the same — you might be supporting an RBI inspection one day and driving a compliance awareness initiative the next. You'll work in a fast-paced environment where attention to detail and strong follow-through are essential.
About The Team
We are a compliance team responsible for regulatory governance, risk mitigation, and operational assurance. Operating within a maker-checker-approver framework, we ensure every deliverable is accurate, timely, and audit-ready. Our culture is built on ownership, precision, proactive communication, and professional discipline — enabling the business to scale without compromising on compliance standards.
Basic Qualifications
Company - CapFloat Financial Service Pvt Limited - S85
Job ID: A10440655
We are seeking a Compliance Analyst to join our Compliance team. In this role, you will support the Compliance function in ensuring adherence to applicable RBI regulations, internal policies, governance frameworks, and regulatory obligations. You will serve as a coordinator within the Compliance Department, driving compliance reviews, regulatory monitoring, stakeholder coordination, and maintenance of compliance records.
Key job responsibilities
Monitor RBI circulars, notifications, master directions, and regulatory developments; assist in regulatory impact assessment and implementation tracking.
Assist in conducting periodic compliance reviews and thematic assessments per the approved Compliance Monitoring Plan; perform testing of regulatory controls and identify compliance gaps.
Support preparation of regulatory submissions, internal compliance reports, Board/Committee updates, and ensure compliance records are audit ready.
Coordinate with business and support functions for compliance confirmations, follow up on closure of compliance actions, and act as the Compliance SPOC for assigned business functions.
Coordinate annual outsourcing reviews, track vendor compliance submissions, and escalate gaps or non-compliances to senior Compliance management.
Support RBI inspections, internal/statutory audits, and special reviews; coordinate responses to audit observations and track closure of findings.
A day in the life
You'll start your day by reviewing the latest RBI circulars and regulatory updates, assessing their impact on Amazon's operations. You'll coordinate with cross-functional teams — business, operations, risk, technology, and finance — to facilitate implementation of regulatory requirements and ensure timely closure of compliance actions.
You'll conduct compliance testing, prepare management reports, and maintain governance documentation. No two days are the same — you might be supporting an RBI inspection one day and driving a compliance awareness initiative the next. You'll work in a fast-paced environment where attention to detail and strong follow-through are essential.
About The Team
We are a compliance team responsible for regulatory governance, risk mitigation, and operational assurance. Operating within a maker-checker-approver framework, we ensure every deliverable is accurate, timely, and audit-ready. Our culture is built on ownership, precision, proactive communication, and professional discipline — enabling the business to scale without compromising on compliance standards.
Basic Qualifications
- Experience that includes strong analytical skills, attention to detail, and effective communication abilities
- Company Secretary (CS) / LLB / CA / MBA (Finance) / master’s degree in commerce, Finance, Law, or related discipline.
- 4+ years of experience in Compliance, Regulatory Affairs, Risk, Audit, or Governance functions.
- Experience with RBI regulations, compliance reviews, and regulatory reporting processes.
- Proficiency in MS Excel, PowerPoint, and compliance tracking tools.
- 6+ years of compliance, audit or risk management experience
- Experience prioritizing and handling multiple assignments at any given time while maintaining commitment to deadlines, or experience in a fast-paced, high-tech company
- Experience in RBI-regulated entities such as NBFCs, Banks, FinTechs, Payment Aggregators, or Financial Institutions.
- Experience with compliance monitoring and testing frameworks.
- Knowledge of outsourcing governance requirements and vendor compliance.
- Experience supporting regulatory inspections and audit processes.
Company - CapFloat Financial Service Pvt Limited - S85
Job ID: A10440655
How to apply
To apply for this job you need to authorize on our website. If you don't have an account yet, please register.
Post a resumeSimilar jobs
FUNCTIONAL CONSULTANT L2
Wipro,
Bengaluru, Karnataka
3 days ago
Job description:Job Description ͏ ͏ ͏ ͏ Mandatory Skills: SAP FI - Vendor Invoice Management . Experience: 8-10 Years. Reinvent your world. We are building a modern Wipro. We are an end-to-end digital transformation partner with the boldest ambitions. To realize them, we need people inspired by reinvention. Of yourself, your career, and your skills. We want to see the...
Document Controller
WSP in India,
Bengaluru, Karnataka
5 days ago
ResponsibilitiesDocument Management:Establish and maintain a document control system for all project documentation.Ensure all documents are accurately recorded, categorized, and stored in the document management system.Control the distribution of documents to ensure that all stakeholders have access to the correct information.Compliance and Standards:Ensure all project documents comply with company standards, industry regulations, and client requirements.Conduct regular audits to ensure document integrity,...
Track Lead - Change Management, ServiceNow
HCLTech,
Bengaluru, Karnataka
6 days ago
Bengaluru, Karnataka
Job Summary
Owns the relationship with SG application and infrastructure owners. Manages the change-window calendar, pre-clears surge windows, and runs the stakeholder coordination cadence that protects remediation throughput.
Key Responsibilities
Maintain a forward calendar of approved change windows by domain and application. Coordinate with SG application owners and the CAB for non-standard or surge changes. Negotiate pre-cleared windows...
