Auditor
YES BANK
Date: 2 weeks ago
City: Mumbai, Maharashtra
Contract type: Full time
Job Title
Senior Auditor – Internal Audit
Internal Audit Vertical
Financial Markets
Reporting to
Team Leader – Internal Audit (Financial Markets)
Job-description, role, activities and deliverables
Senior Auditor – Internal Audit
Internal Audit Vertical
Financial Markets
Reporting to
Team Leader – Internal Audit (Financial Markets)
Job-description, role, activities and deliverables
- Responsible and accountable for conducting internal audits of functions such as Treasury, Market Risk, ALM & FTP, Capital Adequacy & ICAAP, Trade Finance, Depository Participant, Custody, broking business etc.
- Conduct the internal audits in a time-bound manner as per the approved Risk Based Audit Plan, Internal Audit Policy and Internal Audit Process and documentation of audit work papers
- Conduct the audits as per the scope of the audits which covers aspects of governance framework, policies, processes, business, products, risks, operations, information security, business continuity etc.
- Apply experience, knowledge and understanding to continuously improve the effectiveness of internal controls and efficiency in the audit processes
- Demonstrate sound knowledge of regulatory guidelines on Treasury, Market Risk, ALM, ICAAP and Broking business
- Interpret the regulatory guidelines and its applicability and implementation by the Bank and its broking subsidiary
- Oversight of concurrent audits for the areas within the vertical
- Conduct Thematic audits, Snap Audits, etc. on need-basis
- Undertake project(s) to improve and streamline the audit scope, checklists, checkpoints, Audit Planning Memorandum (APM)
- Engage with all the stakeholders for audit activities and issues
- Adhere to the quality standards as per the ISO norms
- Any other audit related role and activities as and when assigned
- In depth knowledge of the Treasury products and business, Market Risk Management, ALM, ICAAP and broking business.
- Sound knowledge of regulatory guidelines and best market practices related to above areas.
- Ability to work independently as well as in team-setting
- 5 – 8 years of relevant experience in Treasury audit or Treasury function or Market Risk
- CA / MBA, FRM (GARP) preferred
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