Assistant Manager - Compliance

Tata AIA Life Insurance

Date: 3 weeks ago

City: Thāne, Maharashtra

Contract type: Full time

Role description

A Position Overview

Position Title

Assistant Manager - Compliance

Department

Compliance

Level/Band

301

Location

Thane - HO

Role Summary: Responsible for ensuring that company’s processes etc. meet the regulatory requirements. Review of controls to comply with various regulatory requirements.

B Organizational Relationships

Reports To

Assistant Vice President – Compliance

Supervises

Compliance Assurance & Testing

C Job Dimensions

Geographic Area Covered

Pan India

Stakeholders Internal

All functions

D Key Result Areas

Compliance Assurance

· Review of Compliance KPIs and testing the controls

· Exception report Development

· Work on IRDAI Mock Inspections

· Review of regulatory Compliances

· Review of New regulations implementation and testing thereof

· Analysis of IRDAI orders on peer insurers and testing of compliance levels of the company thereof

· Assist in updation of Functional Compliance Review

E Skills Required

Technical

§ Good Knowledge of MS Office

Behavioral

Essential

Desired

Interpersonal skills

Communication skills

Creative thinking skills

Supervising/Leadership skills

Teamwork Skills

Influencing skills

Relationship Building skills

Decision making skills

F Incumbent Characteristics

Essential

Desired

Qualification

CA, CS, MBA

Experience

2 to 4 years

Experience in audit, Compliance reviews and testing

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