Assistant Manager - Compliance
Tata AIA Life Insurance

Role description
A Position Overview
Position Title
Assistant Manager - Compliance
Department
Compliance
Level/Band
301
Location
Thane - HO
Role Summary: Responsible for ensuring that company’s processes etc. meet the regulatory requirements. Review of controls to comply with various regulatory requirements.
B Organizational Relationships
Reports To
Assistant Vice President – Compliance
Supervises
Compliance Assurance & Testing
C Job Dimensions
Geographic Area Covered
Pan India
Stakeholders Internal
All functions
D Key Result Areas
Compliance Assurance
· Review of Compliance KPIs and testing the controls
· Exception report Development
· Work on IRDAI Mock Inspections
· Review of regulatory Compliances
· Review of New regulations implementation and testing thereof
· Analysis of IRDAI orders on peer insurers and testing of compliance levels of the company thereof
· Assist in updation of Functional Compliance Review
E Skills Required
Technical
§ Good Knowledge of MS Office
Behavioral
Essential
Desired
Interpersonal skills
·
Communication skills
·
Creative thinking skills
·
Supervising/Leadership skills
·
Teamwork Skills
·
Influencing skills
·
Relationship Building skills
·
Decision making skills
·
F Incumbent Characteristics
Essential
Desired
Qualification
CA, CS, MBA
Experience
2 to 4 years
Experience in audit, Compliance reviews and testing
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