Assistant Manager

Perform suspicious activity monitoring and reporting:

• Adhere to all BSA/AML and OFAC policies and procedures.
• Perform analytical reviews for suspicious activity or potential OFAC matches generated by various surveillance delivery channels to make a determination if further investigation is necessary or if a SAR is required.
  
  

Ensure all SARs are prepared and filed with FinCEN on a timely basis.

Make assessments of suspicious activity and collaborate on SAR decisions for reporting with management and the BSA Officer.

• Responsible for all aspects of the case investigations:
  
  

Complete thorough and objective investigation reports, evaluation of evidence, recommendation on SAR or no SAR decision, preparation of supporting documentation, and completion of case file providing detailed notes and SAR narratives.

• Assist the BSA/AML Investigators Senior with BSA/AML and/or OFAC compliance related issues, procedures, as well as daily regulatory reporting.
  
  

Utilizes available bank systems to monitor, process and analyze information and file required reports in an accurate and timely manner. Assist to sustain and further develop the BSA AML OFAC Program for the Bank:

• Participates in compliance training and additional continuing education to maintain proficiency in the laws and regulations affecting financial institutions regarding BSA/AML and OFAC.
• Other responsibilities and projects as assigned by management, make recommendations on enhancements to BSA/AML policies and procedures; provide technical compliance support when issues or questions arise with various operating units; assist as an advisor in new product and/or service development.