Assistant Manager - Compliance
Tata AIA Life Insurance
Date: 2 weeks ago
City: Jaipur, Rajasthan
Contract type: Full time
Role Description
A Position Overview
Position Title
Assistant Manager - Compliance
Department
Compliance
Level/Band
301
Role Summary: Responsible for ensuring that company’s processes etc. meet the regulatory. Review of controls to comply with various regulatory requirements.
B Organizational Relationships
Reports To
AVP – Compliance
Supervises
Compliance Review & Testing
C Job Dimensions
Geographic Area Covered
Pan India
Stakeholders Internal
All functions as applicable as per the reviews assigned
D Key Result Areas
Regulatory Compliance & Review / Testing
Assist In/Work On:
Technical
Essential
Desired
Interpersonal Skills
Communication skills
Creative Thinking Skills
Supervising/Leadership skills
Teamwork Skills
Influencing skills
Relationship Building Skills
Decision making skills
F Incumbent Characteristics
Essential
Desired
Qualification
CA/ CA Finals
CS, MBA, LLB
Experience
3+ years
Experience in Internal audit, Compliance reviews and testing
Should be from Life Insurance
Knowledge and experience in Information security audits , Data analysis , Using ACL /other audit tools etc.
A Position Overview
Position Title
Assistant Manager - Compliance
Department
Compliance
Level/Band
301
Role Summary: Responsible for ensuring that company’s processes etc. meet the regulatory. Review of controls to comply with various regulatory requirements.
B Organizational Relationships
Reports To
AVP – Compliance
Supervises
Compliance Review & Testing
C Job Dimensions
Geographic Area Covered
Pan India
Stakeholders Internal
All functions as applicable as per the reviews assigned
D Key Result Areas
Regulatory Compliance & Review / Testing
Assist In/Work On:
- Standalone reviews of various areas across the critical functions of the organization as per Annual Compliance Review plan
- Regulatory Compliances: Verification of compliances in place for the new regulations implemented
- Analysis of IRDAI orders on peer insurers and testing of compliance levels of the company thereof
- Investment Compliance verification
- Any other time bound assignments related to regulatory compliance monitoring.
Technical
- Good Knowledge of MS Office
Essential
Desired
Interpersonal Skills
Communication skills
Creative Thinking Skills
Supervising/Leadership skills
Teamwork Skills
Influencing skills
Relationship Building Skills
Decision making skills
F Incumbent Characteristics
Essential
Desired
Qualification
CA/ CA Finals
CS, MBA, LLB
Experience
3+ years
Experience in Internal audit, Compliance reviews and testing
Should be from Life Insurance
Knowledge and experience in Information security audits , Data analysis , Using ACL /other audit tools etc.
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